Duties and Responsibilities:
- Review and correct compliance work from team regulatory.
- Identity non-compliance risk of new product, activities, undertaking or material changes to existing product and service.
- Identity change of regulations and monitoring on operation activities to ensure compliance.
- Interpret, apply policies, identity and recommend changes as appropriate.
- Review company policies and procedures aimed at avoiding material conflict of interest and to be in compliance with regulatory requirement.
- Promote and raise aware of compliance through training.
- Conduct compliance check-list and communicate with relevant department.
- Monitor on key regulation and lender requirements, as well communicate to relevant department on non-compliance concern.
- Prepare monthly compliance, and other related compliance report as required.
- Consider way to measure non-compliance risk operation activities.
- Support with other compliance projects.
- Perform other tasks assigned by supervisor.